The securities litigation practice at Heller, Horowitz & Feit, P.C. is recognized as one of the most sophisticated in New York City. Typical of the types of matters which we routinely handle within this practice area include:
- Representing both corporate and individual clients in regulatory enforcement proceedings and investigations, including administrative, injunctive and disgorgement actions;
- Representing defendants in several prominent securities-related litigations including several defendants in a major accountant and lawyer liability case in the U.S. District Court for the Central District of California, defendants in a number of major stockholder class actions, one of the principal defendants in a high-profile securities fraud and insider trading case and the chief executive officer and principal stockholder of a NYSE-listed retail chain against claims arising from the public offering of its common stock;
-
Serving as counsel for broker-dealers, companies and individuals in securities industry arbitrations, including proceedings before the Financial Industry Regulatory Authority.
-
Representing plaintiff investors in litigations concerning their rights as holders of securities including several sophisticated investors in litigations involving the interpretation of warrants and stock options issued by public companies for whom HH&F achieved multi-million dollar settlements; and
-
Acting as defense counsel in white-collar criminal proceedings, particularly in the areas of commercial and securities fraud.
|
